Halpern May has successfully persuaded both the U.S. Securities and Exchange Commission and the U.S. Department of Justice to close their coordinated twin investigations into the securities trading of Halpern May’s client, without taking any actions against the client nor requiring the client to enter into any settlement. Brought into the case after the FBI served a search warrant, Halpern May attorneys Grant Gelberg and Catherine Thompson successfully engaged with the government prosecutors and investigators to reach this ultimate result, where the agencies closed their insider trading inquiries without filing any criminal or civil charges against Halpern May’s client.
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